Financial services law - LexisNexis

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Title: Funds Management in Australia: Officers' Duties and Liabilities
ISBN: 9780409323610
Format: BB
Edition: 1
Authors: Hanrahan
Pub. Date: 20071024
Publisher: Lexis Nexis Australia
Availability: Out_of_stock
RRP: $1.00
Discount: 15%
Our Price: $0.85
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This work identifies and explains the basis on which individual officers are made accountable for the management and conduct of the company's funds management operations.

The text discusses these duties with reference to registered managed investment schemes, wholesale unit trusts and investment pools, public offer superannuation entities, investment linked life insurance, investment companies, and individual investment mandates.


Title: Financial Planning in Australia: Advice and Wealth Management, 8th Edition
ISBN: 9780409347609
Format: BC
Edition: 8
Authors: Taylor & Juchau
Pub. Date: 20171217
Publisher: Lexis Nexis Australia
Availability: In_stock
RRP: $180.00
Discount: 15%
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Sharon Taylor and Roger Juchau’s Financial Planning in Australia - Advice and Wealth Management 8th edition is a leading text for Australian business students and professionals, providing a contemporary and technical view of the issues related to giving financial advice. The eighth edition includes a review of the current financial environment, updates on legislative changes and proposals as well as updates on rates applying to superannuation, taxation and social security. The book provides practical advice for emerging professionals and a comprehensive suite of online learning materials for students and lecturers. Financial Planning in Australia - Advice and Wealth Management is an essential resource for all future and practising financial planners and is prescribed by ASIC RG 146 compliance courses.

Features

  • Engaging presentation of pedagogy
  • Accompanied by a wealth of online materials for lecturers and students
  • Content aligned with FPA curriculum for certified planners
  • Updated for currency

Related Titles

Taylor, Financial Planning Essentials 2017 Edition, 2017
Miller, Personal Financial Services for Lawyers, 2017
Perkins & Monahan, Estate Planning: A Practical Guide for Estate and Financial Services Professionals, 4th edition, 2015



Title: Financial Planning in Australia 2019 Essentials Edition
ISBN: 9780409349047
Format: BC
Edition: 2019
Authors: Taylor,Colley, Cull, Griffin, Monahan and Seymour
Pub. Date: 20181210
Publisher: Lexis Nexis Australia
Availability: In_stock
RRP: $169.99
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Derived from the full version, Financial Planning in Australia: Advice and Wealth Management, 8th edn, Financial Planning in Australia 2019 Essentials Edition is the perfect introductory text for financial planning students. The content has been tailored for the target audience and is accompanied by a wealth of online materials for lecturers and students alike. The book has a practical and skills-based focus, and includes a variety of end-of-chapter questions to assist student learning.

Features

  • Engaging presentation of pedagogy
  • Self-learning student material
  • Content aligned with curriculum for financial planning undergraduate and TAFE courses

Related Titles

Taylor & Juchau, Financial Planning in Australia: Advice and Wealth Management, 8th edition, 2017
Perkins & Monahan, Estate Planning: A Framework for Advisers: CPD, 2016



Title: Annotated National Credit Code, 6th edition
ISBN: 9780409349566
Format: BC
Edition: 6
Authors: Beatty and Smith
Pub. Date: 20191122
Publisher: Lexis Nexis Australia
Availability: In_stock
RRP: $286.00
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Annotated National Credit Code 6th edition is an essential guide to consumer credit regulation in Australia. It is a user- friendly practical guide for businesses, regulators, external dispute resolution schemes, consultants, compliance officers, credit agencies, consumer advocates and legal practitioners.

This new edition provides a comprehensive update on issues involving the provision of credit to consumers or strata corporations under the National Consumer Credit Protection Act 2009 (Cth) (NCCP) and the National Credit Code (NCC). It includes commentary on:

  • responsible lending
  • referral arrangements
  • unfair contract terms
  • transactions regulated by the NCC, including credit contracts (including continuing credit contracts, small amount credit contracts, medium amount credit contracts and reverse mortgages), mortgages and guarantees, consumer leases and insurance
  • statements of account
  • payouts and surrender of goods
  • formal requirements for documents and other notices
  • disclosure obligations (including credit guides and key facts sheets)
  • procedural matters including obligations imposed on increases in credit limits or amount of credit
  • compliance and enforcement
  • penalties.

Features

  • comprehensively updated
  • National Credit Code’s key features, with practical guidance on interpretation and application
  • overview of ASIC licensing system, responsible lending requirements, responsibilities of credit providers, credit enforcement issues and penalty for breaches
  • analyses new regimes for small amount credit contracts, reverse mortgages, consumer leases and the revised financial hardship regime

Related Titles

• Bolitho, Paterson and Howell, Duggan & Lanyon’s Consumer Credit Law, 2nd ed, 2020
• LexisNexis, Australian Consumer Credit Law (loose-leaf and online)
• Steinwall, Annotated Competition and Consumer Legislation, 2018
• Lockhart, The Law of Misleading and Deceptive Conduct, 5th ed, 2018



Title: Financial Planning in Australia: Advice and Wealth Management, 9th edition
ISBN: 9780409351422
Format: BC
Edition: 9
Authors: S Taylor, R Juchau
Pub. Date: 20191230
Publisher: Lexis Nexis Australia
Availability: Out_of_stock
RRP: $176.00
Discount: 15%
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Financial Planning in Australia: Advice and Wealth Management explains in clear and plain language the concepts, vehicles and strategies required for providing sound advice on creating, investing, and managing personal wealth. Focusing on individual wealth-management problems, it provides an overview of the financial planning environment and discusses core principles and key practices.

This 9th edition considers recent changes to the law, including the Financial Adviser Standards and Ethics Authority (FASEA) Code of Ethics that becomes mandatory from January 2020. In light of tighter regulation arising from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry, this book has introduced a new chapter on Ethics and Professionalism that explores conflict of interest dilemmas for advising professionals. Additionally, the area of Behavioural Finance has been given substantial treatment in the new edition to cover the FASEA requirements in this area.

To support the teaching and learning needs of financial planning courses run by registered training organisations (RTOs), associations, universities, colleges and professional bodies, this title provides end-of-chapter questions, problems and case studies that offer opportunities to apply foundational knowledge to real-world situations. Financial Planning in Australia: Advice and Wealth Management 9th edition also comes with access to interactive online learning activities and resources through the Lexis® Learning platform.

Book Review - Law Society of South Australia | May 2020

Features

• considers recent changes to the law, including the Financial Adviser Standards and Ethics Authority (FASEA) Code of Ethics that becomes mandatory from January 2020
• In light of tighter regulation arising from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry, introduces a new chapter on Ethics and Professionalism that explores conflict of interest dilemmas for advising professionals
• Gives substantial treatment to behavioural finance to cover the FASEA requirements in this area

Related Titles

• Pynt G, Australian Insurance Law: A First Reference, 4th ed, LexisNexis, 2017.
• Miller M, Personal Financial Services Essentials for Lawyers, LexisNexis, 2017.



Financial Planning in Australia: Advice and Wealth Management, 9th edition

A comprehensive guide to providing financial understanding and advice

Australian Corporations Legislation 2021 - Student edition (2 Volume Set)

The essential exam-friendly resource for Corporations law students.



Title: Securities and Financial Services Law, 10th edition
ISBN: 9780409352795
Format: BC
Edition: 10
Authors: A Black; P Hanrahan
Pub. Date: 20210428
Publisher: Lexis Nexis Australia
Availability: In_stock
RRP: $160.00
Discount: 15%
Our Price: $136.00
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Securities and Financial Services Law is an authoritative text on the regulation of Australian securities markets and of the various entities involved in those markets. This 10th edition provides updated commentary on how various legislative amendments resulting from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and recent case law affect issuers, intermediaries, market operators, traders and investors.

Features

• Examines an area that is of significant practical importance for the Australian economy and for investors, including the many Australians who hold retirement savings in the form of superannuation.

Related Titles

• Baxt, Black & Hanrahan, Securities and Financial Services Law, 9th edition



Securities and Financial Services Law, 10th edition

A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.

Australian Corporations Legislation 2021 - Student edition (2 Volume Set)

The essential exam-friendly resource for Corporations law students.



Financial Planning in Australia: Advice and Wealth Management, 9th edition

A comprehensive guide to providing financial understanding and advice

Securities and Financial Services Law, 10th edition

A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.